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Steven Erik Jaksch

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Laguna Niguel, CACRD #4405023Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Erik Jaksch has worked in the securities industry since 2001. They are registered to provide investment advisory services in Arizona, California, Florida, Minnesota, North Dakota, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaCaliforniaFloridaMinnesotaNorth DakotaTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/30/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/6/2001
Series 7
General Securities Representative Examination
Passed 7/17/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/10/2019
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/8/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG INVESTMENT ADVISORS, LLCCurrent
12/3/2020Laguna Niguel, CA
MIRACLE MILE ADVISORS, LLC
8/13/201910/13/2020Los Angeles, CA
CHARLES SCHWAB & CO., INC.
6/19/20028/14/2019Brea, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Erik Jaksch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Steven Erik Jaksch - Financial Advisor in Laguna Niguel, CA | AdvisorFinder