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Jon Alan Kerby

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Escondido, CACRD #1325139Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
13 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jon Alan Kerby has worked in the securities industry since 1988. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaColoradoIllinoisMarylandMassachusettsMichiganMissouriNevadaOklahomaOregonTexasUtahWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/11/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/3/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/17/1993
Series 24
General Securities Principal Examination
Passed 3/15/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG INVESTMENT ADVISORS, LLCCurrent
1/9/2014Escondido, CA
THE PLANNERS NETWORK, INC.
2/21/20138/22/2013Escondido, CA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
1/5/20058/1/2013Escondido, CA
MARK H. HULL RIA
9/3/200312/31/2005San Diego, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jon Alan Kerby has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jon Alan Kerby - Financial Advisor in Escondido, CA | AdvisorFinder