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Carl Lance Huntley

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Austin, TXCRD #2689997Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carl Lance Huntley has worked in the securities industry since 2003. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/24/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 5/2/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/9/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/27/1996
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 10/23/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG WEALTH MANAGEMENT, LLCCurrent
7/18/2024Austin, TX
TCFG INVESTMENT ADVISORS, LLCCurrent
7/18/2024Austin, TX
THORNHILL SECURITIES, INC.
2/23/20228/4/2022Austin, TX
TITLEIST ASSET MANAGEMENT, LTD.
4/29/20193/2/2020Austin, TX
TCFG INVESTMENT ADVISORS, LLC
5/24/20182/24/2020Austin, TX
HONEST DOLLAR
10/6/20156/12/2017Austin, TX
NFP RIA SERVICES, LLC
3/15/201010/21/2015Austin, TX
NFP ADVISOR SERVICES, LLC
5/18/20069/25/2015Austin, TX
RIVERSTONE WEALTH MANAGEMENT
6/22/20045/9/2006Austin, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Lance Huntley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carl Lance Huntley - Financial Advisor in Austin, TX | AdvisorFinder