AdFi
TI

TCFG INVESTMENT ADVISORS, LLC

SEC Registered

Your Partner In Building A Strong Financial Foundation

LAGUNA NIGUEL, CAhttps://tcfgcompanies.com949-365-5830
Assets Under Management
$500M–$1B
Employees
27
Office Locations
15 offices
Total Accounts
2171

About the firm

The Certus Financial Group (TCFG) provides comprehensive investment solutions, resources, and a dedicated team to help clients and financial professionals pursue their financial goals. TCFG offers operational support, technology integration, strategic planning, compliance guidance, and professional development to help financial professionals build and maintain their practice.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Investment AdvisoryWealth ManagementRetirement PlanningPortfolio ConstructionAsset ManagementComplianceFinancial PlanningInvestment BankingPractice ManagementInsuranceAnnuities

Services

Comprehensive investment solutions including brokerage, advisory, insurance, and referral opportunities; retirement planning, portfolio construction, and asset management; back office administrative support; compliance guidance; technology platforms (NetX360, Docupace, MoneyGuide, Envestnet); transition support; investment banking; and practice management workshops.

Who they serve

Financial professionals (advisors) and investors

Client segmentClientsAssets managed
Individuals (Non-HNW)2,261$408M
High Net Worth Individuals73$232M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Llc Certus Financial Group
MANAGING MEMBER
Richard James Roberts
ELECTED MANAGER
Richard James Roberts
PRESIDENT/CHIEF COMPLIANCE OFFICER

Office locations

15 offices in 7 states
CA
LAGUNA NIGUELHQ
CA
ESCONDIDO
CA
CALABASAS
OH
CANTON
NV
LAS VEGAS
CA
REDONDO BEACH
TX
WILLOW :park
NE
OMAHA
CA
ANAHEIM HILLS
WI
BROOKFIELD
CA
MISSION VIEJO
CO
BASALT
CA
CAMARILLO
WI
GREEN BAY
WI
MANITOWOC

Advisors at this firm

31 advisors in the directory

Russell A Andrews
Investment Adviser Representative
Dual-registered
Ryan Lawrence Brandon
Investment Adviser Representative
Investment Adviser Rep
Burton Blayne Brown
Investment Adviser Representative
Dual-registered
Terry Donald Deever
Investment Adviser Representative
Dual-registered
Don M Dumas
Investment Adviser Representative
Dual-registered
Tommy Lee Fausett
Investment Adviser Representative
Investment Adviser Rep
Peter Joseph Glowacki
Investment Adviser Representative
Dual-registered
Gregory Reed Giles
Investment Adviser Representative
Dual-registered
Michael Edward Halla
Investment Adviser Representative
Dual-registered
Daniel Charles Hauschild Jr
Investment Adviser Representative
Dual-registered
Tae Pom Ho
Investment Adviser Representative
Dual-registered
Sharon Lee Herbst
Investment Adviser Representative
Dual-registered
Michael John Herlevi
Investment Adviser Representative
Dual-registered
Carl Lance Huntley
Investment Adviser Representative
Dual-registered
Steven Erik Jaksch
Investment Adviser Representative
Dual-registered
William Noble Jenkins
Investment Adviser Representative
Dual-registered
Jon Alan Kerby
Investment Adviser Representative
Dual-registered
Steven Andrew King
Investment Adviser Representative
Dual-registered
William George Knapp
Investment Adviser Representative
Dual-registered
Alysia Ann Lindberg
Investment Adviser Representative
Dual-registered
Robert Lee Milan II
Investment Adviser Representative
Dual-registered
Randall Joseph Montoya
Investment Adviser Representative
Investment Adviser Rep
Eric Nichols
Investment Adviser Representative
Dual-registered
Henry Martinez Pena
Investment Adviser Representative
Dual-registered
Matthew Carl Seem
Investment Adviser Representative
Dual-registered
Timothy D. Soules
Investment Adviser Representative
Dual-registered
Willy Ong Tan
Investment Adviser Representative
Dual-registered
Paul Jeremiah Toohey
Investment Adviser Representative
Dual-registered
Erin Murray Williams
Investment Adviser Representative
Dual-registered
Thomas John Wolf
Investment Adviser Representative
Dual-registered
Howard Michael Wolfson
Investment Adviser Representative
Investment Adviser Rep

Regulatory & compliance

CRD number
#166606
SEC Number
801-77596
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%

Data as of April 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TCFG INVESTMENT ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
TCFG INVESTMENT ADVISORS, LLC | AdvisorFinder