Thomas Preston Brashear

Investment Adviser Representative at SUNBELT SECURITIES

DALLAS, TXCRD #1915838Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

37 yrs

States Registered

15 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 15 states

AlaskaArkansasColoradoGeorgiaIllinoisKansasMichiganMississippiNew MexicoNorth CarolinaOhioOklahomaTennesseeTexasUtah

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 6/9/1992

Series 63

Uniform Securities Agent State Law Examination

Passed 1/27/1989

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 1/2/2023

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 1/2/2023

Series 8

General Securities Sales Supervisor Examination (Options Module & General Module)

Passed 3/5/1999

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 3

National Commodity Futures Examination

Passed 2/27/1989

Series 7

General Securities Representative Examination

Passed 1/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

SUNBELT SECURITIES Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUNBELT SECURITIES, INC.Current

12/15/2010 – DALLAS, TX

SMITH BARNEY INC.

7/31/1993 – 1/31/1995NEW YORK, NY

EVOLVE SECURITIES, INC.

12/8/2006 – 12/31/2010DALLAS, TX

LEHMAN BROTHERS INC.

1/24/1989 – 7/31/1993NEW YORK, NY

SOUTHWEST SECURITIES, INC.

1/16/1995 – 12/12/2006DALLAS, TX

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Preston Brashear has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.