AdFi
VJ

Vincent John Dotti

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Pipersville, PACRD #2114486Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
18 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaColoradoConnecticutDelawareFloridaGeorgiaIdahoMarylandMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaPuerto RicoTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/11/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/27/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/4/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
7/25/2025Pipersville, PA
OSAIC INSTITUTIONS, INC.Current
7/25/2025Pipersville, PA
AMERIPRISE FINANCIAL SERVICES, LLC
6/17/20208/11/2025West Orange, NJ
ROYAL ALLIANCE ASSOCIATES, INC.
6/21/20126/19/2020West Orange, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vincent John Dotti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Vincent John Dotti - Financial Advisor in Pipersville, PA | AdvisorFinder