AdFi
WA

William Anthony Thomas

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

TROY, MICRD #5091838Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
13 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaConnecticutFloridaIllinoisIndianaMarylandMichiganNew JerseyOregonPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/21/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 6/29/2006
Series 51
Municipal Fund Securities Principal Examination
Passed 11/21/2017
Series 24
General Securities Principal Examination
Passed 8/29/2007
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/2/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Third-Party Money Manager Signals - All Assets0.75%
ERISA 3(21) - Tier 10.90%
ERISA 3(21) - Tier 20.70%
ERISA 3(21) - Tier 30.40%
ERISA 3(21) - Tier 40.27%
ERISA 3(38) - Tier 11.00%
ERISA 3(38) - Tier 20.75%
ERISA 3(38) - Tier 30.65%
ERISA 3(38) - Tier 40.55%
Source

SECURE ASSET Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AURORA SECURITIESCurrent
3/22/2017UTICA, MI
CONCORDE INVESTMENT SERVICES, LLC
5/7/201512/31/2016Troy, MI
WORLD CAPITAL BROKERAGE, INC.
4/14/201110/17/2013TROY, MI
HANTZ FINANCIAL SERVICES, INC.
3/3/200610/4/2010SHELBY TOWNSHIP, MI
J.P. MORGAN SECURITIES LLC
10/7/20103/18/2011BLOOMFIELD HILLS, MI
GRADIENT SECURITIES, LLC
10/18/20135/1/2015TROY, MI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Anthony Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Anthony Thomas - Financial Advisor in TROY, MI | AdvisorFinder