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WA

William Aubrey Morrow

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

San Diego, CACRD #836500Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Aubrey Morrow has worked in the securities industry since 1977. They have passed the Series 63, 22, 6, 2, and 1 examinations. They are registered to provide investment advisory services in Arizona, California, Idaho, Michigan, Oregon, Virginia, and Washington.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 7 states
ArizonaCaliforniaIdahoMichiganOregonVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/2/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 2
Non-Member General Securities Examination
Passed 3/20/1995
Series 1
Registered Representative Examination
Passed 4/16/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
8/3/2018San Diego, CA
CONCORDE INVESTMENT SERVICES, LLCCurrent
8/1/2018Del Mar, CA
INDEPENDENT FINANCIAL GROUP, LLC
10/17/20057/31/2018San Diego, CA
FINANCIAL DESIGNS LTD.
4/30/19971/14/2016San Diego, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Aubrey Morrow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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