AdFi
WT

William Tom

Investment Adviser Representative at AMERICAN INVESTORS CO

Lafayette, CACRD #5204040Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
15 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Tom has worked in the securities industry since 2014. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiMassachusettsMississippiMontanaNevadaNorth CarolinaOregonTennesseeTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/12/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/11/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
$500,001 to $1,000,0001.50%
$1,000,001 and above1.00%
Source

American Investors Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN INVESTORS COCurrent
10/1/2025Lafayette, CA
MOSHER FINANCIAL ADVISORS LLCCurrent
2/6/2018Lafayette, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Tom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Tom - Financial Advisor in Lafayette, CA | AdvisorFinder