Christopher J Lococo
Investment Adviser Representative at American Investors Co
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher J. Lococo is an investment adviser representative with American Investors Co in San Jose, CA, where they have been registered since 2016. They have worked in the securities industry since 2013 and were previously registered with Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
11 states and territories
Arizona, California, Colorado, Connecticut, Florida, Idaho, Nevada, Oregon, Utah, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fremont AikidoJan 2005 – Oct 2021Fremont, CA
- Stone Presbyterian Church OF Willow GLENDec 2015 – May 2017San Jose, CA
- American Investors CompanyJul 2016 – no end date reportedSan Ramon, CA
- First Street Insurance Agency/john E. LococoJul 2016 – Jul 2018San Jose, CA
- First Street Wealth Advisors/john E. LococoJul 2018 – no end date reportedSan Jose, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About American Investors Co
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- First $500,0002.00%
- $500,001 to $1,000,0001.50%
- $1,000,001 and above1.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment brokerage, financial planning, and asset management services including mutual funds, variable life and annuity products, index annuities, third-party money manager programs, 529 plans, direct participation programs and private placements (REITs, BDCs, LLCs, LPs, private equity, opportunity zone funds, oil & gas programs, commodity funds), DST real estate programs and 1031 exchanges, stocks, bonds, CDs, municipal and government securities trading, fee-based advisory accounts, and financial planning specialists.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 10
- Main office:
- San Ramon, CA
- Founded:
- 1966
- SEC file number:
- 801-57838
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 26, 2026
View full firm profileOther advisors at American Investors Co
Showing 12 of 30 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher J Lococo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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