AdFi
JE

John Edward Lococo

Investment Adviser Representative at AMERICAN INVESTORS CO

San Jose, CACRD #5645603Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
11 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John Edward Lococo has worked in the securities industry since 2010. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaColoradoConnecticutFloridaIdahoNevadaOregonUtahVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/10/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/22/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
$500,001 to $1,000,0001.50%
$1,000,001 and above1.00%
Source

American Investors Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN INVESTORS COCurrent
8/9/2010San Jose, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Edward Lococo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

John Edward Lococo - Financial Advisor in San Jose, CA | AdvisorFinder