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Bruce Alan Hagan

Investment Adviser Representative at NBC SECURITIES, INC.

Tallahassee, FLCRD #827678Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
15 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bruce Alan Hagan has worked in the securities industry since 1982. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
AlabamaArkansasCaliforniaColoradoFloridaGeorgiaMaineMichiganMississippiMissouriNorth CarolinaTennesseeTexasVermontWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/17/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 5/24/1984
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/19/1984
Series 51
Municipal Fund Securities Principal Examination
Passed 3/11/2003
Series 4
Registered Options Principal Examination
Passed 9/4/1998
Series 24
General Securities Principal Examination
Passed 9/1/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
5/16/2001Tallahassee, FL
JWGENESIS FINANCIAL SERVICES, INC.
8/25/19894/18/2000St. Louis, MO
DEAN WITTER REYNOLDS INC.
5/30/19849/9/1989Purchase, NY
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
9/23/19768/25/1978

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Alan Hagan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bruce Alan Hagan - Financial Advisor in Tallahassee, FL | AdvisorFinder