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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Carl Everest Peruzzotti

California·CRD #5335349
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CF

Carl Florian Besana

Arizona·CRD #4656565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
31
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carl George Osterman

Alaska·CRD #4517675
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
46
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carl G Gordinier

Alabama·CRD #2365435
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
49
Exams
3
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Carl Hayes Holliday

Georgia·CRD #865075
Dual-registered

Dual-registered at PLAN GROUP FINANCIAL, INC.

Experience
47 yrs
States
4
Exams
7
Since
1979
Est. fee
AUM / Flat Fee
View profile
CH

Carl Henry Linder

Florida·CRD #8063029
IA Rep

Investment Adviser Rep at LEVEL FOUR ADVISORY SERVICES

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CH

Carl Herman Johnson

Michigan·CRD #259064
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
54 yrs
States
1
Exams
5
Since
1972
Est. fee
AUM / Hourly / Flat Fee
View profile
CH

Carl H Grund

Alabama·CRD #5208413
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
20
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CH

Carl Hugh Rickmeier III

California·CRD #3186637
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
9
Exams
6
Since
2000
Est. fee
AUM / Flat Fee
View profile
CC

Carlie C Anderson

Michigan·CRD #5611581
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CK

Carlie Kay Weinandt

Alabama·CRD #7005803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
46
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carli Elizabeth Jones

Alaska·CRD #6819438
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
25
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carli Elizabeth Navin

Wisconsin·CRD #6617924
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Carlina Jessen

Alabama·CRD #4236054
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
53
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Carlin Clifford Green

Alaska·CRD #6951947
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
6
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Carlin Deborah Whelpley

Alabama·CRD #7149051
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carli R. Weisberg

Alabama·CRD #7593745
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carl James Arrell

Minnesota·CRD #4700446
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
22 yrs
States
1
Exams
5
Since
2004
Fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Carl James Holly

District Of Columbia·CRD #2192542
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
34 yrs
States
6
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carl James Reed

Virginia·CRD #7381600
Dual-registered

Dual-registered at ONEASCENT FINANCIAL SERVICES LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carl James Yee

California·CRD #2178786
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Carl J. Cappadona

New Jersey·CRD #5283717
IA Rep

Investment Adviser Rep at ACCESS WEALTH

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Flat Fee
View profile
CJ

Carl J Kipper

Connecticut·CRD #4298886
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
CJ

Carl John Basile

Alabama·CRD #2353319
Dual-registered

Dual-registered at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Experience
33 yrs
States
17
Exams
3
Since
1993
Est. fee
AUM / Commission
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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