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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Carol Lynn Strehlow

Wisconsin·CRD #3133526
IA Rep

Investment Adviser Rep at INDEPENDENT FINANCIAL PARTNERS

Experience
10 yrs
States
1
Exams
4
Since
2016
Fee
AUM / Hourly / Flat Fee / Other
View profile
CL

Carol Lynn Young

Oregon·CRD #5993862
IA Rep

Investment Adviser Rep at STANGIER WEALTH MANAGEMENT

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM
Minimum
$50k
View profile
CM

Carol Makris Jordan

Florida·CRD #2410187
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carol Maria Lawson

Colorado·CRD #4570472
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carol Marie Dewey

Florida·CRD #5583487
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CM

Carol Marie Stafford Klatt

Washington·CRD #4234876
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carol M Cromer

Texas·CRD #1251558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carol Milke Digman

Illinois·CRD #1295275
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Carol Pasol Lewis

California·CRD #2281131
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
1
Exams
7
Since
1996
Est. fee
AUM / Flat Fee
View profile
CP

Carol Pfeiffer Doyle

New Jersey·CRD #871672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Carol P Warren

Georgia·CRD #4378938
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CQ

Carol Quillian Bethune

Oregon·CRD #4559410
Dual-registered

Dual-registered at PREISZ FINANCIAL

Experience
23 yrs
States
2
Exams
3
Since
2003
Fee
AUM / Hourly / Flat Fee
View profile
CR

Carol Renee Johnson

Colorado·CRD #3084320
Dual-registered

Dual-registered at PRUDENT MAN INVESTMENT MANAGEMENT

Experience
10 yrs
States
1
Exams
6
Since
2016
Est. fee
AUM
Minimum
$500k
View profile
CR

Carol Ringrose Alexander

Oklahoma·CRD #4241259
Dual-registered

Dual-registered at RETIREMENT INVESTMENT ADVISORS INC

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CR

Carol Rodgers-Rivir

Kentucky·CRD #2730492
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Carol S Gangewer

Pennsylvania·CRD #1418375
Dual-registered

Dual-registered at COMPASS ION ADVISORS, LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CS

Carol Somoano

California·CRD #4972541
IA Rep

Investment Adviser Rep at ASSET PLANNING, INC

Experience
21 yrs
States
2
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CV

Carolus Venes

Texas·CRD #7215562
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CW

Carol Wong

California·CRD #7931934
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
4
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carolyn Amy Kretz

Connecticut·CRD #2543829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carolyn Ann Bambaci

New Jersey·CRD #4861077
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
View profile
CA

Carolyn Anne Keating

Arkansas·CRD #2606209
Dual-registered

Dual-registered at 36 NORTH CAPITAL MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$50.0M
View profile
CA

Carolyn Ann Galfione

Texas·CRD #4360847
IA Rep

Investment Adviser Rep at LINSCOMB WEALTH, INC.

Experience
18 yrs
States
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CA

Carolyn Ann Goyette

Florida·CRD #4632021
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
4
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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