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Charles M. Parker

Investment Adviser Representative at REGISTER FINANCIAL ADVISORS, LLC

Atlanta, GACRD #833053Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
12 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
AlabamaColoradoFloridaGeorgiaKentuckyLouisianaNew YorkNorth CarolinaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/19/1979
Series 82
Limited Representative-Private Securities Offerings
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/30/2003
PC
AMEX Put and Call Exam
Passed 10/24/1990
Series 7
General Securities Representative Examination
Passed 1/15/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Register Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGISTER FINANCIAL ADVISORS, LLCCurrent
3/18/2016Atlanta, GA
MORGAN STANLEY
6/1/20094/8/2016Atlanta, GA
MORGAN STANLEY & CO. INCORPORATED
7/13/20076/1/2009Atlanta, GA
WACHOVIA SECURITIES, LLC
1/5/20017/23/2007Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles M. Parker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Charles M. Parker - Financial Advisor in Atlanta, GA | AdvisorFinder