Charlotte Keiko Teruya-Westcott
Investment Adviser Representative at Cetera Planning Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Charlotte Keiko Teruya-Westcott is an investment adviser representative with Cetera Planning Partners in Honolulu, HI, where they have been registered since 2024. They have worked in the securities industry since 2014 and were previously registered with LEE Financial Group Hawaii, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Hawaii, Kansas, and Texas.
Registrations & licenses
- Investment adviser:
- Hawaii, Kansas, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LEE Financial Group Hawaii, Inc.Apr 2014 – May 2024Honolulu, HI
- Charlotte Teruya CPAJan 2013 – Aug 2019Aiea, HI
- LEE Financial Securities, Inc.Apr 2014 – Dec 2023Honolulu, HI
- LEE Financial Recordkeeping, Inc.Apr 2014 – Dec 2023Honolulu, HI
- Cetera Planning PartnersMay 2024 – no end date reportedLeawood, KS
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Planning Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, investment management, tax preparation and filing, estate planning, Social Security analysis, college savings (529) account setup, portfolio rebalancing, and tax-saving strategies
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 53
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Leawood, KS
- SEC file number:
- 801-62655
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
View full firm profileOther advisors at Cetera Planning Partners
Showing 12 of 53 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charlotte Keiko Teruya-Westcott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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