AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher Michael Bergmann

California·CRD #4251267
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
6
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Michael Beringer

New Jersey·CRD #4873156
Dual-registered

Dual-registered at BC ADVISORS, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Fee
AUM / Flat Fee
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CM

Christopher Michael Borello

New York·CRD #8042568
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Brooks

Indiana·CRD #4882643
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Broussard

Louisiana·CRD #3271608
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Browning

Texas·CRD #4498421
IA Rep

Investment Adviser Rep at BENTOAK CAPITAL

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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CM

Christopher Michael Bryan

Florida·CRD #4141444
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Michael Bulle

Tennessee·CRD #7242486
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Butler

California·CRD #6005911
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Michael Capano

Texas·CRD #2033819
Dual-registered

Dual-registered at M. KRAUS & COMPANY

Experience
21 yrs
States
2
Exams
2
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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CM

Christopher Michael Carrillo

Missouri·CRD #6124871
Dual-registered

Dual-registered at EXODUS WEALTH, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Chatto

California·CRD #6525630
Dual-registered

Dual-registered at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
CM

Christopher Michael Cohen

Delaware·CRD #3212462
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
14 yrs
States
5
Exams
9
Since
2012
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
CM

Christopher Michael Colby

Vermont·CRD #4674745
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CM

Christopher Michael Cook

Michigan·CRD #7282177
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Coyle

Kentucky·CRD #5392335
IA Rep

Investment Adviser Rep at STANCORP INVESTMENT ADVISERS, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Fee
AUM / Flat Fee / Other
View profile
CM

Christopher Michael D'Agnes

New York·CRD #3265978
Dual-registered

Dual-registered at HAMLIN CAPITAL MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM
Minimum
$1.0M
View profile
CM

Christopher Michael Denholm

Ohio·CRD #4693767
Dual-registered

Dual-registered at OBJECTIVE CAPITAL MANAGEMENT, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly
View profile
CM

Christopher Michael Desalvo

California·CRD #7644343
IA Rep

Investment Adviser Rep at LIDO

Experience
3 yrs
States
3
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CM

Christopher Michael Dobson

Texas·CRD #7766878
Dual-registered

Dual-registered at RETIREMENT PLAN ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Christopher Michael Duerr

Pennsylvania·CRD #5970538
Dual-registered

Dual-registered at INTERCHANGE CAPITAL PARTNERS

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Flat Fee / Performance-based / Other
View profile
CM

Christopher Michael Faggioni

New York·CRD #2766293
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
View profile
CM

Christopher Michael Fehr

Florida·CRD #4039137
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
CM

Christopher Michael Fromm

Florida·CRD #4297589
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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