AdFi
DE

Dale Edward Buckner

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

Amarillo, TXCRD #1838126Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
25 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoFloridaIllinoisIndianaKansasLouisianaMarylandMassachusettsMinnesotaMissouriNebraskaNew MexicoNorth CarolinaOhioOklahomaOregonTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/9/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 6/10/1988
Series 24
General Securities Principal Examination
Passed 12/7/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/21/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/10/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

TCP ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCurrent
10/28/1998 – AMARILLO, TX
PRUCO SECURITIES CORPORATION
6/13/1988 – 12/14/1989NEWARK, NJ
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
6/13/1988 – 12/14/1989NEWARK, NJ
SUNAMERICA SECURITIES, INC.
2/9/1990 – 10/28/1998PHOENIX, AZ

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dale Edward Buckner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.