AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DB

David Butler Wentz

Arizona·CRD #2165965
Dual-registered

Dual-registered at TFB ADVISORS, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Flat Fee / Subscription
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DB

David B Van Lenten

Georgia·CRD #4738208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David B Walker

N/A·CRD #6068803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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DB

David Byron Soules

Texas·CRD #6273966
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DC

David Camarillo

Texas·CRD #5046278
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
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DC

David Campbell Bugg

Kentucky·CRD #2427658
Dual-registered

Dual-registered at KPP ADVISORY SERVICES LLC

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
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DC

David Carbone

California·CRD #6470852
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DC

David Carl Hock

California·CRD #2246268
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
33 yrs
States
3
Exams
9
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DC

David Carl Mack

Rhode Island·CRD #6347330
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DC

David Carl Preuss

Georgia·CRD #4210608
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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DC

David Carl Schmidt Jr

Illinois·CRD #5518992
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David Carlson Pekala

Florida·CRD #4126914
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Carl Stokes

Louisiana·CRD #1206789
Dual-registered

Dual-registered at STOKES FAMILY OFFICE LLC

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DC

David Carradorini

Pennsylvania·CRD #8008049
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Carter Fournier

Washington·CRD #4395561
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Carter McDowell

North Carolina·CRD #7938667
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Castelli

Connecticut·CRD #6560261
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
4
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David C Barth

Ohio·CRD #4058874
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David C Bensch

Michigan·CRD #5295254
Dual-registered

Dual-registered at EVERGREEN WEALTH MANAGEMENT, LLC

Experience
12 yrs
States
2
Exams
2
Since
2014
Est. fee
AUM
View profile
DC

David C Bobker

New Jersey·CRD #4064460
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David C Browne

New York·CRD #7624105
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David C Cheng

California·CRD #5315943
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David C Cook

Michigan·CRD #7252983
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DC

David C Dudley

Arkansas·CRD #7528500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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