AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

David Eric Bremen

North Carolina·CRD #4819514
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Eric Peterson

Ohio·CRD #5861505
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Erik Kassner

Illinois·CRD #5652521
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Ernest Flanders II

Florida·CRD #2052721
Dual-registered

Dual-registered at MOMENTUM WEALTH PLANNING

Experience
36 yrs
States
2
Exams
9
Since
1990
Est. fee
AUM
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DE

David Ernest Vaillancourt

Florida·CRD #2779298
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
4
Exams
8
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DE

David E Shirley

Louisiana·CRD #857434
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
2
Exams
4
Since
1978
Est. fee
AUM / Commission / Flat Fee
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DE

David E Siegel

California·CRD #2858960
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E. Trimble

Michigan·CRD #5848398
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Eugene Babulic

Illinois·CRD #5115131
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DE

David Eugene Cobb III

Texas·CRD #7624251
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Eugene Hanas

Indiana·CRD #1489092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Eugene Pasi Jr

Florida·CRD #2480299
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
1 yrs
States
3
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DE

David Evan Byers

New Jersey·CRD #2558376
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
31 yrs
States
1
Exams
9
Since
1995
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DE

David Evan Marion

Texas·CRD #2003031
Dual-registered

Dual-registered at POST OAK PRIVATE WEALTH ADVISORS

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly
Minimum
$1.0M
View profile
DE

David Evan Nuttall

Arizona·CRD #7142467
IA Rep

Investment Adviser Rep at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Experience
7 yrs
States
2
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DE

David Evans Decesare

Massachusetts·CRD #2699703
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DE

David Evan Teper

California·CRD #6400564
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

David Everett Lam

California·CRD #5052501
Dual-registered

Dual-registered at FOCUS INVESTMENT ADVISORS, INC

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DE

David Everett McKenzie

California·CRD #4774753
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
22 yrs
States
4
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

David Falcone

Florida·CRD #7735705
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DF

David Fallas

New Jersey·CRD #4977686
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Faris Khalil

New York·CRD #4378476
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DF

David Farrelly

North Carolina·CRD #7540077
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
4
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David F Boak

New Jersey·CRD #5198227
Dual-registered

Dual-registered at WISS PRIVATE CLIENT ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Fee
AUM
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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