AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DF

David F Carter

Illinois·CRD #6050691
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DF

David F Depalma

Connecticut·CRD #5543401
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DF

David Fernando Almeida

California·CRD #4195173
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DF

David F Griffin

Florida·CRD #6875275
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DF

David Finci Jr

California·CRD #1763575
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
1
Exams
9
Since
1989
Est. fee
AUM / Commission / Flat Fee
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DF

David Finkelstein

New York·CRD #5905777
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DF

David Fisher

New York·CRD #2283511
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DF

David Fitzgarrald

Illinois·CRD #4001681
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Fleisher II

Arizona·CRD #1845151
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
37 yrs
States
20
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
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DF

David Florent Feltz

New York·CRD #1233301
IA Rep

Investment Adviser Rep at SILVER OAK SECURITIES, INC.

Experience
42 yrs
States
1
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee
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DF

David F Morrisey

New Jersey·CRD #1963817
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
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DF

David F Munoz

New Jersey·CRD #5884144
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Fontaine

Alabama·CRD #4164182
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
11
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

David Foote Gwynn

New York·CRD #232599
Dual-registered

Dual-registered at FLFS ADVISORY LLC

Experience
57 yrs
States
1
Exams
4
Since
1969
Est. fee
AUM / Performance-based
View profile
DF

David Forrest Millheim

Utah·CRD #4886136
Dual-registered

Dual-registered at AXXCESS WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
6
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DF

David Foster

Ohio·CRD #5231281
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Foster Huisinga

California·CRD #4499347
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

David Francis Bavero

Texas·CRD #4025849
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
9
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

David Francis Canino

New York·CRD #812385
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
51 yrs
States
1
Exams
7
Since
1975
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

David Francis Keefe III

Massachusetts·CRD #2355041
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

David Francis Lagrange

Iowa·CRD #4200976
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
DF

David Francis St. Peter

Massachusetts·CRD #5145213
Dual-registered

Dual-registered at AMERICAN INVESTMENT SERVICES INC

Experience
16 yrs
States
2
Exams
2
Since
2010
Est. fee
AUM
View profile
DF

David Francis Vitt

Texas·CRD #3243506
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

David Francis White

Maryland·CRD #6505350
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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