AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DF

David Frank Bucciferro

Illinois·CRD #3241118
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

David Franklin King

Kentucky·CRD #6761726
IA Rep

Investment Adviser Rep at MARINER INSTITUTIONAL, LLC

Experience
9 yrs
States
2
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
DF

David Franklin Moore

New York·CRD #1324619
Dual-registered

Dual-registered at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DF

David Franklin Painter

Alabama·CRD #2440620
Dual-registered

Dual-registered at SOUTHERN FINANCIAL GROUP, LLC

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DF

David Franklin Williams

Arizona·CRD #1343220
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
3
Exams
7
Since
1985
Est. fee
AUM / Flat Fee
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DF

David Frank Tabor

Louisiana·CRD #1427172
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DF

David F Rascoe

Rhode Island·CRD #7656260
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Frederick Guensch

Pennsylvania·CRD #1769051
Dual-registered

Dual-registered at LOMBARD ADVISERS INCORPORATED

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
View profile
DF

David Frederic Milowe

Florida·CRD #1387139
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
9
Since
1992
Est. fee
AUM / Flat Fee
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DF

David Freeman

Michigan·CRD #6973777
IA Rep

Investment Adviser Rep at HANTZ FINANCIAL SERVICES, INC.

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DF

David Freeman Nevell

California·CRD #2367210
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Frost Farnham

Colorado·CRD #5271088
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DF

David Furrh Ware

Arkansas·CRD #5260588
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

David F Zesbaugh

Texas·CRD #7486413
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DG

David Gabriel Aballo

Rhode Island·CRD #7793846
Dual-registered

Dual-registered at PROFESSIONAL PLANNING GROUP

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DG

David Galarza

New Jersey·CRD #6091682
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DG

David G Anderson

Texas·CRD #7260329
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

David Gao

New York·CRD #7580356
IA Rep

Investment Adviser Rep at SAVVY

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DG

David Gary Martell

Arizona·CRD #2816882
Dual-registered

Dual-registered at NAVPOINT FINANCIAL, INC.

Experience
12 yrs
States
4
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$3.0M
View profile
DG

David Gary Rey

California·CRD #2112349
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
13
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David Gary Ruano

Illinois·CRD #7425712
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DG

David Gary Young

New York·CRD #3129644
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David Gay

Texas·CRD #7149719
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David G Capelle

Connecticut·CRD #4302412
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 853 | AdvisorFinder