AdFi
DG

David Gerald Mangone

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Chatham, NJCRD #4590009Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
6 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaConnecticutFloridaMassachusettsNew JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 10/21/2002
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/16/2002
Series 53
Municipal Securities Principal Examination
Passed 12/9/2013
Series 24
General Securities Principal Examination
Passed 5/2/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Seelaus Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEELAUS ASSET MANAGEMENT, LLCCurrent
6/10/2019Chatham, NJ
STERLING WEALTH ADVISORS LLC
1/15/20197/17/2019Holmdel, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Gerald Mangone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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