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David Michael Foley

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Tulsa, OKCRD #2835190Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/4/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/1996
Series 7
General Securities Representative Examination
Passed 8/18/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/18/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 11/12/1997
Series 7
General Securities Representative Examination
Passed 10/22/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/30/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
3/13/2015Tulsa, OK
MORGAN STANLEY
6/1/20093/4/2015Tulsa, OK
CITIGROUP GLOBAL MARKETS INC.
1/27/19986/1/2009Tulsa, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Foley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Michael Foley - Financial Advisor in Tulsa, OK | AdvisorFinder