Derek Joseph Kesig
Investment Adviser Representative at TCP Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Derek Joseph Kesig is an investment adviser representative with TCP Asset Management, LLC in Upper Arlington, OH, where they have been registered since 2019. They have worked in the securities industry since 1996 and have been registered with 3 firms, including MML Investors Services, LLC and MSI Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio and South Carolina.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio, South Carolina
- Broker:
11 states and territories
California, Florida, Georgia, Indiana, Massachusetts, Michigan, North Carolina, Ohio, South Carolina, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Metlife Securities Inc.Nov 1998 – Oct 2019Springfield, MA
- Massachusetts Mutual Life Insurance CompanyJul 2016 – Oct 2019Dublin, OH
- MML Investors Services, LLCMar 2017 – Oct 2019Dublin, OH
- United Planners' Financial Services of America a Limited PartnerOct 2019 – no end date reportedscottsdale, AZ
- TCP Asset Management, LLCOct 2019 – no end date reportedColumbus, OH
- Derek KesigJul 2018 – no end date reportedColumbus, OH
- TCP Asset ManagmentJul 2018 – no end date reportedColumbus, OH
- Delaware TownshipJan 2024 – no end date reportedDelaware, OH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TCP Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Full-service independent wealth management, including fiduciary financial advice, financial planning, and ongoing collaboration to support clients' financial independence
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Upper Arlington, OH
- SEC file number:
- 801-108836
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at TCP Asset Management, LLC
Showing 12 of 25 in the directory
Similar advisors in Upper Arlington, OH
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Derek Joseph Kesig has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched