AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JD

James Douglas Armstrong

Connecticut·CRD #7140841
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James Douglas Bowers

North Carolina·CRD #4435617
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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JD

James Douglas Gossett

Georgia·CRD #7991657
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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JD

James Douglas Johnston

District Of Columbia·CRD #7774626
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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JD

James Douglas Lathrop

Illinois·CRD #1410050
Dual-registered

Dual-registered at DEARBORN PARTNERS L.L.C.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM
Minimum
$100k
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JD

James Douglas Tilley

Illinois·CRD #7199623
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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JD

James Douglas Watts

Florida·CRD #2535521
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James Downey Harter

Missouri·CRD #4686742
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
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JD

James Drennen

New Jersey·CRD #7668128
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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JD

James D Richardson

Massachusetts·CRD #4512363
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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JD

James D Rogers

Florida·CRD #5383804
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
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JD

James D Shulman

Florida·CRD #1443813
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James D Stone

Texas·CRD #7833635
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
JD

James D Turner III

South Carolina·CRD #5705654
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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JD

James Duane Bish

Pennsylvania·CRD #4803489
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JD

James Dustin Jedrziewski

Texas·CRD #5601146
Dual-registered

Dual-registered at MARIDEA WEALTH MANAGEMENT

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
JD

James Dwight Hiles

Florida·CRD #1268480
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
41 yrs
States
3
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JD

James Dwyer Pirak

California·CRD #2365347
Dual-registered

Dual-registered at TALBOT FINANCIAL, LLC

Experience
11 yrs
States
4
Exams
6
Since
2015
Est. fee
AUM
View profile
JD

James Dylan Thompkins

Georgia·CRD #6490719
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JD

James D Zifer Jr

Ohio·CRD #2884061
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JE

James Earl Mattson

Minnesota·CRD #5928586
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
12 yrs
States
2
Exams
3
Since
2014
Fee
AUM / Hourly / Flat Fee / Other
View profile
JE

James Earl Polk III

Texas·CRD #7125237
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JE

James Earl Tally II

Georgia·CRD #4250033
Dual-registered

Dual-registered at SIGNATUREFD, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
JE

James Earl Vann

Georgia·CRD #2356323
IA Rep

Investment Adviser Rep at KOVACK ADVISORS, INC.

Experience
33 yrs
States
1
Exams
3
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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