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James Dessjuk

Investment Adviser Representative at AEGIS CAPITAL CORP.

Manasquan, NJCRD #2445130Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaFloridaNevadaNew JerseyNew YorkTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/24/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/17/1997
Series 7
General Securities Representative Examination
Passed 12/22/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
12/15/2023Manasquan, NJ
IC ADVISORY SERVICES, INC.
4/29/201512/15/2023Staten Island, NY
FMSI ADVISERS
3/30/20104/16/2015Staten Island, NY
GUNNALLEN FINANCIAL, INC
7/10/20063/29/2010Staten Island, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Dessjuk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Dessjuk - Financial Advisor in Manasquan, NJ | AdvisorFinder