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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JM

Jeffrey Michael Evans

Maryland·CRD #7080848
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
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JM

Jeffrey Michael Garton

Texas·CRD #2645788
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JM

Jeffrey Michael Gough

Kentucky·CRD #5155592
Dual-registered

Dual-registered at SALING WEALTH ADVISORS

Experience
14 yrs
States
2
Exams
4
Since
2012
Fee
AUM / Flat Fee
Minimum
$1.0M
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JM

Jeffrey Michael Houghtby

California·CRD #7700361
IA Rep

Investment Adviser Rep at D. M. BRENNER, INC.

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$500k
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JM

Jeffrey Michael Jacobs

Connecticut·CRD #2084513
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
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JM

Jeffrey Michael Johnson

Arizona·CRD #3276479
Dual-registered

Dual-registered at NOVA FINANCIAL SERVICES

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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JM

Jeffrey Michael Kerr

Michigan·CRD #6309449
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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JM

Jeffrey Michael Koeppen

Connecticut·CRD #4322799
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
25 yrs
States
1
Exams
4
Since
2001
Fee
AUM
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JM

Jeffrey Michael Kropp

Delaware·CRD #5107430
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

Jeffrey Michael Lansink

South Carolina·CRD #4027838
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

Jeffrey Michael Liguori

California·CRD #2664381
Dual-registered

Dual-registered at BRADLEY FOSTER & SARGENT INC

Experience
11 yrs
States
6
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
View profile
JM

Jeffrey Michael Maged

Virginia·CRD #3093816
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
JM

Jeffrey Michael Orth

California·CRD #3160919
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JM

Jeffrey Michael Owens

Oregon·CRD #869642
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
5
Exams
7
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

Jeffrey Michael Pangaro

Connecticut·CRD #5650691
Dual-registered

Dual-registered at PASI INVESTMENTS, LLC

Experience
17 yrs
States
3
Exams
4
Since
2009
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
JM

Jeffrey Michael Pennell

Texas·CRD #2191904
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
JM

Jeffrey Michael Pisan

Arizona·CRD #4835290
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
21 yrs
States
8
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

Jeffrey Michael Ponte

Missouri·CRD #5967010
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Fee
AUM / Other
View profile
JM

Jeffrey Michael Schlicht

Minnesota·CRD #4793766
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
JM

Jeffrey Michael Skraban

Florida·CRD #4007834
Dual-registered

Dual-registered at ALTERNATIVE INVESTMENT ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
JM

Jeffrey Michael Smith

Florida·CRD #2013441
Dual-registered

Dual-registered at &PARTNERS

Experience
37 yrs
States
3
Exams
8
Since
1989
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JM

Jeffrey Michael Sultan

Florida·CRD #835415
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
1
Exams
7
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JM

Jeffrey Michael Ternyila

New Jersey·CRD #5136272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
JM

Jeffrey Michael Thielen

Minnesota·CRD #4347346
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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