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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Ann Marie Mohammad

Maine·CRD #5588185
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
17 yrs
States
2
Exams
1
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ann Marie Morris

Alabama·CRD #1395786
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
34
Exams
4
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Marie Sandquist

Arizona·CRD #2930681
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
28 yrs
States
3
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AM

Ann Marie Senne

Minnesota·CRD #2515669
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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AS

Ann-Marie Sepuka

Texas·CRD #2821734
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Ann Marie Shadle

Michigan·CRD #4067511
Dual-registered

Dual-registered at DAHRING | CUSMANO AND ASSOCIATES

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Ann Marie Sheehan

Arizona·CRD #854437
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
48 yrs
States
5
Exams
6
Since
1978
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ann Marie Stamm

Arizona·CRD #4696224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
19
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Marie Treiling

Alabama·CRD #1500473
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Marie Veronica Trepkowski

Illinois·CRD #8219262
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ann Marie White

Arizona·CRD #4505180
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
42
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Marie Williams

California·CRD #6612552
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
13
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann M Granquist

Alabama·CRD #2415179
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
38
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann M Healy

Alabama·CRD #874683
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
33
Exams
5
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ann Michelle Heyen

Arizona·CRD #7930781
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
4
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Ann M McGowan

Connecticut·CRD #3198037
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Molloy Dagg

Oklahoma·CRD #4519312
Dual-registered

Dual-registered at CADENT CAPITAL ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AC

Ann-Noel Campbell Spencer

Colorado·CRD #4695595
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AN

Ann Nygren

Alaska·CRD #6363405
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
37
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Ann Page Beard

Alabama·CRD #3057343
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
28 yrs
States
26
Exams
3
Since
1998
Fee
AUM / Other
View profile
AP

Ann Perry Todd

Alabama·CRD #3224371
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
26
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Ann Richardson

Alabama·CRD #1526153
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Ann Stone Hattis

Arizona·CRD #1188789
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
40
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Anntaylor Walker Parcell

North Carolina·CRD #7779553
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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