AdFi
AM

Ann Molloy Dagg

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Oklahoma City, OKCRD #4519312Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ann Molloy Dagg has worked in the securities industry since 2002. They are registered to provide investment advisory services in Oklahoma.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oklahoma
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/29/2002
Series 7
General Securities Representative Examination
Passed 10/1/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/4/2004
Series 7
General Securities Representative Examination
Passed 5/2/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
1/22/2014Oklahoma City, OK
ARVEST ASSET MANAGEMENT
5/1/20092/10/2014Oklahoma City, OK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/6/20025/5/2009Oklahoma City, OK

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CADENT CAPITAL ADVISORS, LLC

10 other advisors in the directory

View CADENT CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ann Molloy Dagg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.