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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Antanas Mikuzis

Illinois·CRD #3273179
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
8
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Antar Akira Abderrahman

Arizona·CRD #7066062
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
17
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AG

Anteneh Gebretsadik

Alabama·CRD #7005844
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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AH

Anteriasnerses Hindoyan

Arizona·CRD #7589569
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
7
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Anthea Lai

California·CRD #4262852
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
25 yrs
States
12
Exams
8
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AH

Anthon Horton Shaw

California·CRD #2371370
Dual-registered

Dual-registered at RICE HALL JAMES & ASSOCIATES LLC

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM
Minimum
$5.0M
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AD

Anthoni D Pope

New York·CRD #7739660
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Anthony Aaron Wright

Tennessee·CRD #6290025
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AA

Anthony A Benvenuti

Alabama·CRD #5352325
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
53
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Anthony A Carpentieri

Arizona·CRD #5299847
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
44
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Anthony Adamo

Florida·CRD #1900348
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
36 yrs
States
1
Exams
5
Since
1990
Fee
AUM / Hourly / Flat Fee / Other
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AA

Anthony Alan Ioffredo

Alabama·CRD #7298709
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
49
Exams
3
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
AA

Anthony Alan Mariconda

Alabama·CRD #6669379
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
30
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Anthony Alan Saccaro

California·CRD #5230816
IA Rep

Investment Adviser Rep at PROVIDENCE FINANCIAL AND INSURANCES, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Commission
Minimum
$250k
View profile
AA

Anthony Alberico

Alabama·CRD #4243048
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
20 yrs
States
21
Exams
5
Since
2006
Fee
AUM / Other
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AA

Anthony Aldo Visintin

Florida·CRD #7393674
IA Rep

Investment Adviser Rep at FEDERMANN FINANCIAL ADVISORS INC.

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Anthony Alexander Calvino

Ohio·CRD #7154481
IA Rep

Investment Adviser Rep at TRINITY FINANCIAL ADVISORS LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
View profile
AA

Anthony Alexander Deluca

Florida·CRD #7208553
Dual-registered

Dual-registered at DELTA ADVISORY GROUP, INC.

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly
View profile
AA

Anthony Alexander Louca

Connecticut·CRD #4249541
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
26 yrs
States
3
Exams
8
Since
2000
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AA

Anthony Allan Rossi

Arizona·CRD #405339
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
56 yrs
States
5
Exams
7
Since
1970
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AA

Anthony Allen Cardinal

Arizona·CRD #1907461
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
38 yrs
States
9
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AA

Anthony Allen Striker

Illinois·CRD #6490554
Dual-registered

Dual-registered at WHEELHOUSE ADVISORY GROUP, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Other
View profile
AA

Anthony Amador

N/A·CRD #7437519
IA Rep

Investment Adviser Rep at CANTERBURY CONSULTING INCORPORATED

Experience
3 yrs
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
View profile
AA

Anthony Amendola

Connecticut·CRD #5987213
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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