AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BG

Barbara Griffin Roberts

Arizona·CRD #1021888
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
34
Exams
3
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
BH

Barbara Harboldt

Arizona·CRD #6122986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
29
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
BH

Barbara H Zelensky

Alabama·CRD #7994534
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
33
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Barbara Jane Benedict

Arizona·CRD #6729589
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
41
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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BJ

Barbara Jane Moser

Alabama·CRD #3129231
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
28 yrs
States
37
Exams
3
Since
1998
Fee
AUM / Hourly / Flat Fee / Other
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BJ

Barbara J Bridgman

Illinois·CRD #2069006
IA Rep

Investment Adviser Rep at SUCCESSION FINANCIAL, INC

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
BJ

Barbara Jean Blacklock

Arizona·CRD #724734
Dual-registered

Dual-registered at &PARTNERS

Experience
45 yrs
States
28
Exams
8
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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BJ

Barbara Jean Cummings

California·CRD #1122319
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
23 yrs
States
28
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
View profile
BJ

Barbara Jean Dietze

California·CRD #1306108
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
42 yrs
States
8
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
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BJ

Barbara Jean Mahr

Minnesota·CRD #2061026
Dual-registered

Dual-registered at KINGDOM LEGACY ADVISORS

Experience
34 yrs
States
1
Exams
4
Since
1992
Fee
AUM / Flat Fee
View profile
BJ

Barbara Jean Obrochta

Alabama·CRD #2563449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
33
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Barbara Jean Pettit

New Jersey·CRD #5908371
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
BJ

Barbara Jean Ralston

California·CRD #1087950
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
39 yrs
States
2
Exams
11
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
BJ

Barbara Jean Tweedy

Arizona·CRD #2618152
IA Rep

Investment Adviser Rep at TANDEM INVESTMENT PARTNERS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM
Minimum
$400k
View profile
BJ

Barbara Jessup Williams

Arizona·CRD #1050277
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
19
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Barbara J Greene

Alaska·CRD #5721047
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
29
Exams
6
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Barbara J Krause

Colorado·CRD #5166134
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BJ

Barbara Jolliffe

California·CRD #720574
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
46 yrs
States
8
Exams
4
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Barbara Jo Ray

Arizona·CRD #1112722
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
11
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BJ

Barbara Joy Miller

Washington·CRD #5528952
IA Rep

Investment Adviser Rep at 917 ADVISORY SERVICES LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly
View profile
BJ

Barbara J Smith

Alabama·CRD #4715429
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
48
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
BK

Barbara Katrien Lommen

California·CRD #6649911
IA Rep

Investment Adviser Rep at LIDO

Experience
10 yrs
States
5
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
BK

Barbara Kay Chelgren

Alabama·CRD #4164589
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
46
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
BK

Barbara Kinsey

Alabama·CRD #2131694
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
53
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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