UNION CAPITAL COMPANY
SEC RegisteredA Perfect Union for Advisors Built by Advisors
About the firm
Union Capital Company is a full-service investment management and financial-planning firm serving private investors, corporations, and institutions worldwide. Financial Consultants are located in various states of the United States of America as well as various countries in the world.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Brokerage (securities and alternatives), hybrid and dual registration, advisory fee-based business, investment management, financial planning, account aggregation, advanced reporting, customizable statements, paperless workflow, mobile tools, and transition support for advisors.
Who they serve
Financial advisors, private investors, corporations, and institutions worldwide, including international investors from various countries around the world.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 388 | $73M |
| High Net Worth Individuals | 26 | $77M |
378 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
12 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $5,000,000 | 0.60% |
| $0 to $5,000,000 max | 2.00% |
| $5,000,001 to $10,000,000 | 0.40% |
| $5,000,001 to $10,000,000 max | 1.75% |
| $10,000,000 & Above | 0.00% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. UNION CAPITAL COMPANY has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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