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Joseph Eberle III

Investment Adviser Representative at UNION CAPITAL COMPANY

Pooler, GACRD #1685607Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Eberle III has worked in the securities industry since 1988. They have passed the Series 99, 63, 24, 7, 4, and 3 examinations. They are registered to provide investment advisory services in Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Tennessee
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/25/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/1/1987
Series 7
General Securities Representative Examination
Passed 6/20/1987
Series 4
Registered Options Principal Examination
Passed 10/9/2006
Series 24
General Securities Principal Examination
Passed 3/31/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $5,000,0000.60%
$0 to $5,000,000 max2.00%
$5,000,001 to $10,000,0000.40%
$5,000,001 to $10,000,000 max1.75%
$10,000,000 & Above0.00%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Union Capital Company Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNION CAPITAL COMPANYCurrent
5/28/2021Pooler, GA
UNION CAPITAL COMPANYCurrent
2/19/2021Pooler, GA
CALTON & ASSOCIATES, INC.
4/20/20151/31/2021Memphis, TN
STRATEGIC ASSET CONSULTING
4/28/200412/31/2015Memphis, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at UNION CAPITAL COMPANY

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View UNION CAPITAL COMPANY firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Eberle III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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