VESTGEN INVESTMENT MANAGEMENT
SEC RegisteredAbout the firm
VestGen Investment Management, LLC (VGIM Funds) offers the Tactical Dividend and Momentum Fund, which seeks to provide capital appreciation and current income while providing downside protection by going defensive when market conditions warrant. The Fund tracks the nine major sectors of the US economy and invests in sectors showing the greatest opportunity for price growth and dividend yield.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The Tactical Dividend and Momentum Fund (HTDAX, HTDCX, HTDIX, HTDRX), available in A, C, I, and R shares, seeking capital appreciation, current income, and downside protection through tactical sector-based investing in the US economy
Who they serve
Individual investors (through licensed investment professionals) and financial professionals
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,670 | $171M |
| High Net Worth Individuals | 201 | $122M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 31 | $7.9M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
2,352 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $500,000 | 2.20% |
| From $500,000 - $1,000,000 | 1.85% |
| On $1,000,000 and Above | 1.25% |
Data as of April 14, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. VESTGEN INVESTMENT MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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