AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
PC

PRIVATE CLIENT GROUP ASSET MANAGEMENT

GLADSTONE, NJ
RIA

Working Towards Fulfilling Your Financial Goals and Attaining Your Dreams

AUM
$100M–$500M
Advisors
3
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningEstate Management+6
Fee model
AUM / Hourly / Flat Fee
View profile
PE

PRIVATE EQUITY INVESTORS, INC.

NEW YORK, NY
RIA

Industry Innovators

AUM
Under $100M
Advisors
—
Offices
1
Founded
1992

Firm Focus

Pooled Vehicles

Expertise

Private EquitySecondary MarketLiquidity Solutions+4
Fee model
AUM / Performance-based
View profile
PI

PRIVATE INVESTOR CLUB LLC

N/A
RIA

Independent — no sponsor money accepted

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real Estate CrowdfundingInvestment ReviewsInvestor Education+4
Fee model
AUM
Account Minimum
$50k
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PW

PRIVATE WEALTH GROUP, LLC

TAMPA, FL
RIA

Changing Markets | Dynamic Investing

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2002

Firm Focus

High Net WorthState/Municipal

Expertise

Investment ManagementDynamic InvestingRisk Management+5
Fee model
AUM
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PW

PRIVATE WEALTH PARTNERS, LLC

MILL VALLEY, CA
RIA

An Independent Bay Area Financial Advisor

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2005

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningEstate Planning+9
Fee model
AUM / Hourly / Flat Fee / Performance-based
Account Minimum
$1.0M
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PW

PRIVATE WEALTH SOLUTIONS, LLC

CALABASAS, CA
RIA

100+ years of collective experience helping clients meet their financial goals.

AUM
$500M–$1B
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment PlanningRetirement PlanningInsurance Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
P

PRMIM

MOUNT LAUREL, NJ
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2019

Firm Focus

Pooled Vehicles

Expertise

Real Estate Portfolio ManagementMortgage LoansMezzanine Loans+7
Fee model
Performance-based / Other
Account Minimum
$1.0M
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PA

PROBITY ADVISORS, INC.

DALLAS, TX
RIA

Plan. Execute. Achieve.

AUM
$500M–$1B
Advisors
1
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningPortfolio ManagementEstate Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
PF

PROCTOR FINANCIAL

SHERBORN, MA
RIA

RETIRE BETTER ®

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningInvestment ManagementBusiness Planning+2
Fee model
AUM / Flat Fee
Account Minimum
$250k
View profile
PA

PROFESSIONAL ADVISORY SERVICES INC

VERO BEACH, FL
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
1977

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementIndependent Money ManagementWealth Building+3
Fee model
AUM
Account Minimum
$500k
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PP

PROFESSIONAL PLANNING GROUP

WESTERLY, RI
RIA

Professional. Personal. All About You.

AUM
$1B–$5B
Advisors
10
Offices
1
Founded
1975

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInvestment ManagementRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
PW

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

STATESVILLE, NC
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFinancial PlanningIndependent Advisory+1
Fee model
AUM / Flat Fee
View profile
P&

PROFFITT & GOODSON INC.

KNOXVILLE, TN
RIA

Is Your Wealth Aligned With What Matters Most?

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
1986

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementRetirement PlanningEstate Planning+9
Fee model
AUM / Hourly / Other
View profile
PW

PROFICIENT WEALTH COUNSELORS, LLC

NORWOOD, MA
RIA

Offering Asset Accumulation & Preservation Strategies With Expertise, Experience and Care

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Asset ManagementRetirement Income PlanningEstate Planning+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
PC

PROFICIO CAPITAL PARTNERS LLC

NEWTON, MA
RIA

A sophisticated institutional framework to the family office in which Proficio Partners invest alongside our family investors 100% of the time with the same terms.

AUM
$5B–$25B
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+2

Expertise

Family OfficeWealth PreservationInvestment Management+7
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$20.0M
View profile
PI

PROFOCUS INCORPORATED

PHOENIX, AZ
RIA

NEVER RUN OUT OF MONEY, LET'S DESIGN YOUR RETIREMENT

AUM
$100M–$500M
Advisors
1
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Portfolio ManagementRetirement PlanningTax Planning+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
PP

PROFUSION PRIVATE WEALTH

ST. LOUIS, MO
RIA

Built on Trust. Earned through Stewardship.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPortfolio ManagementLifetime Income Planning+7
Fee model
AUM / Flat Fee / Performance-based
View profile
PC

PROMETHEUS CAPITAL MANAGEMENT CORP.

YARDLEY, PA
RIA

Lighting your way, enriching your life.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1994

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningRetirement PlanningInvestment Advice+8
Fee model
AUM / Hourly / Flat Fee
View profile
P

PROMETHIUM

BETHESDA, MD
RIA

Growing wealth, managing risk, and achieving peace of mind.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Private Wealth ManagementPortfolio ManagementTax Planning+7
Fee model
AUM
View profile
PF

PROMONTORY FINANCIAL PLANNING, LLC

FARMINGTON, UT
RIA

Elevate Your Financial Perspective

AUM
$100M–$500M
Advisors
—
Offices
7
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Financial PlanningRetirement PlanningInvestment Management+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
PA

PROMUS ADVISORS

DALLAS, TX
RIA

Stewardship Over Salesmanship

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Investment ManagementWealth PlanningRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
PC

PROPRIETARY CAPITAL, LLC

DENVER, CO
RIA
AUM
$500M–$1B
Advisors
—
Offices
2
Founded
1997

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Alternative Investment ManagementU.S. Residential HousingCommingled Portfolios+3
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
PF

PROSPECT FINANCIAL GROUP LLC

N/A
RIA

Money doesn't grow on trees.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-only FiduciaryInvestment ManagementFinancial Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
PP

PROSPECT PARTNERS ADVISORS LLC

CHICAGO, IL
RIA

We speak entrepreneur

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1998

Firm Focus

Pooled Vehicles

Expertise

Private EquityPre-middle MarketEntrepreneurial Businesses+3
Fee model
AUM / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 136 | AdvisorFinder