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Amanda Rae Cooney

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Plymouth, MNCRD #4863387Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
8 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Amanda Rae Cooney has worked in the securities industry since 2006. They are registered to provide investment advisory services in Arizona, Arkansas, Florida, Iowa, Maryland, Minnesota, Missouri, and Nevada.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ArizonaArkansasFloridaIowaMarylandMinnesotaMissouriNevada
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/8/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/10/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
8/3/2023Plymouth, MN
BFC PLANNING, INC.Current
2/9/2020Plymouth, MN
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
10/11/20062/12/2007Minneapolis, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amanda Rae Cooney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Amanda Rae Cooney - Financial Advisor in Plymouth, MN | AdvisorFinder