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Arshdeep Singh

Financial Professional at Aegis Capital Corp.

New York, NYCRD #5972753
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arshdeep Singh is a financial professional associated with Aegis Capital Corp. in New York, NY, where they have been associated since 2025. They have worked in the securities industry since 2015 and were previously registered with HSBC Securities (USA) Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent).

Office

1345 Avenue Of The Americas, 27th Floor
New York, NY 10105

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/24/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Aegis Capital Corp.Current
12/19/2025 – New York, NY
HSBC Securities (USA) Inc.
7/2/2020 – 12/3/2025New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Aegis Capital Corp.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
Firm's annual rate schedule by assets
  • First $250,000 (client pays transaction costs)2.50%
  • Next $750,000 (client pays transaction costs)2.25%
  • Over $1,000,000 (client pays transaction costs)2.00%
  • First $250,000 (adviser pays transaction costs)3.00%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, investment banking, equity research, institutional sales and trading, retirement planning, private equity, fixed income, insurance, alternative products, special purpose vehicles, and structured products. Individual investor services include portfolio management, advisory/managed accounts, estate planning, education planning, and a range of financial products. Corporate and institutional services include capital markets, financial facilitation, and financial advisory services covering mergers and acquisitions, divestitures, restructurings, and various public and private offerings.

Retirement PlanningEstate PlanningInsuranceCollege PlanningWealth Management
Firm areas of expertise
Wealth ManagementInvestment BankingEquity ResearchInstitutional TradingRetirement PlanningPrivate EquityFixed IncomeInsuranceAlternative InvestmentsSpecial Purpose VehiclesStructured Products+6 more

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
101
Offices listed on AdvisorFinder:
21
Main office:
New York, NY
Founded:
1984
SEC file number:
801-71386

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 25, 2026

View full firm profile

Other advisors at Aegis Capital Corp.

Showing 12 of 101 in the directory

View Aegis Capital Corp. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arshdeep Singh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Arshdeep Singh (Aegis Capital) - Fees & Credentials