AdFi
BA

Brent Alan Kochel

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

ANNA, ILCRD #6717628Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
19 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaCaliforniaDelawareDistrict of ColumbiaFloridaIllinoisIndianaKentuckyLouisianaMarylandMinnesotaMissouriNorth CarolinaPennsylvaniaSouth CarolinaVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/11/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 1/4/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.70%
Next $2,000,0001.00%
Next $7,000,0000.75%
Source

LOMBARD ADVISERS INCORPORATED Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LOMBARD SECURITIES INCORPORATEDCurrent
3/28/2017Anna, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent Alan Kochel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brent Alan Kochel - Financial Advisor in ANNA, IL | AdvisorFinder