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Bruce Todd Lear

Investment Adviser Representative at NOVEM GROUP

Grand Island, NECRD #2512908Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
29 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
ArizonaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIowaKansasMassachusettsMinnesotaMissouriMontanaNebraskaNevadaNew HampshireNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth DakotaTexasWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/1/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/2/2010
Series 31
Futures Managed Funds Examination
Passed 9/9/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVEM GROUPCurrent
1/8/2019Grand Island, NE
SECURITIES AMERICA ADVISORS, INC.
4/10/20121/7/2019Kearney, NE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NOVEM GROUP

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Todd Lear has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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