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Colin J Murray

Investment Adviser Representative at NOVEM GROUP

Grand Island, NECRD #7374714Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
5 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
IowaMassachusettsNebraskaOhioTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/21/2023
Series 7
General Securities Representative Examination
Passed 10/7/2022
SIE
Securities Industry Essentials Examination
Passed 7/27/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVEM GROUPCurrent
3/21/2023Grand Island, NE
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
10/7/202210/11/2024Grand Island, NE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colin J Murray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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