AdFi
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Christopher Fetzer

Investment Adviser Representative at Osaic Institutions, Inc.

West Orange, NJCRD #5765592Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Fetzer is an investment adviser representative with Osaic Institutions, Inc. in West Orange, NJ, where they have been registered since 2025. They have worked in the securities industry since 2010 and have been registered with 8 firms, including Ameriprise Financial Services, LLC and LPL Financial LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas and Wisconsin.

Office

300 Executive Dr Suite 350
West Orange, NJ 07052

Advisors at this office: 15

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Wisconsin
Broker:
8 states and territories

Illinois, Iowa, Michigan, Minnesota, New Jersey, Ohio, Texas, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/22/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 5/10/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/29/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/30/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Osaic Institutions, Inc.Current
7/28/2025 – West Orange, NJ
Osaic Institutions, Inc.Current
7/28/2025 – Oconomowoc, WI
Ameriprise Financial Services, LLC
10/25/2024 – 8/11/2025West Orange, NJ
LPL Financial LLC
8/7/2023 – 11/20/2024Waterloo, WI
Wells Fargo Clearing Services, LLC
7/22/2021 – 8/9/2023Racine, WI
U.S. Bancorp Investments, Inc.
5/31/2019 – 7/29/2021Butler, WI
BMO Harris Financial Advisors, Inc
3/7/2016 – 6/4/2019Watertown, WI
J.p. Morgan Securities LLC
10/1/2012 – 3/11/2016Waukesha, WI
Chase Investment Services Corp.
3/26/2012 – 10/1/2012Janesville, WI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. BMO Harris Financial Advisors
    Feb 2016 – May 2019Watertown, WI
  2. U.S. Bancorp Investments, Inc.
    May 2019 – Jul 2021Menomonee Falls, WI
  3. Wells Fargo Clearing Services, LLC
    Jul 2021 – Aug 2023Milwaukee, WI
  4. LPL Financial
    Aug 2023 – Oct 2024Waterloo, WI
  5. Farmers & Merchants BANK
    Aug 2023 – Oct 2024Waterloo, WI
  6. Ameriprise Financial Services, LLC
    Oct 2024 – Jul 2025West Orange, NJ
  7. OSAIC Institutions, Inc.
    Jul 2025 – no end date reportedMeriden, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Osaic Institutions, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$5,500
Estimated blended rate
0.025

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services (fee-based portfolios, investment team support, case design), equity and fixed income trading, life/long-term care/disability insurance, trust services, training, lead generation, marketing support, and recruiting.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Advisory ServicesFee-based PortfoliosEquity TradingFixed IncomeInsuranceTrust ServicesWealth SolutionsLead GenerationMarketing SupportRecruitingBanks And Credit Unions+1 more

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
550
Offices listed on AdvisorFinder:
26
Main office:
Meriden, CT
SEC file number:
801-67242

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 18, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Fetzer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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