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Geoffrey G McLawhorn

Investment Adviser Representative at MODERN CAPITAL ADVISORS, LLC

New Bern, NCCRD #5744854Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
6 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
FloridaMarylandNew JerseyNorth CarolinaSouth CarolinaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/5/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/17/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.00%
Over $250,000 to $500,0001.75%
Over $500,000 to $1,000,0001.50%
Above $1,000,0001.25%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Modern Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERN CAPITAL ADVISORS, LLCCurrent
9/17/2024New Bern, NC
MODERN CAPITAL SECURITIES INC.Current
8/4/2024New Bern, NC
MML INVESTORS SERVICES, LLC
10/31/20168/9/2024New Bern, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
11/8/20108/29/2016New Bern, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Geoffrey G McLawhorn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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