Daniel L. Rust
Investment Adviser Representative at KCD Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel L. Rust is an investment adviser representative with KCD Financial, Inc. in Broomfield, CO, where they have been registered since 2007. They have worked in the securities industry since 2000 and have been registered with 3 firms, including AIG Financial Advisors, Inc. and Sunamerica Securities, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in 19 states.
Registrations & licenses
- Investment adviser:
- Alabama, California, Colorado, Florida, Georgia, Idaho, Indiana, Louisiana, Maryland, Michigan, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Texas, Virginia, Washington
- Broker:
4 states and territories
California, Colorado, Idaho, New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- KCD Financial, Inc.Jul 2007 – no end date reportedLittleton, CO
- Strategic Alliance Investment Advisors, Inc.Mar 2007 – no end date reportedLittleton, CO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KCD Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $25,000 (waivable)
- Up to $100,0002.50%
- $100,000 to $500,0001.50%
- $500,000 to $1,000,0000.75%
- Above $1,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Brokerage and advisory services for independent financial representatives, including one-on-one support, guidance, and tools to help representatives succeed and grow.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 38
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Green Bay, WI
- Founded:
- 2003
- SEC file number:
- 801-110069
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 11, 2026
View full firm profileOther advisors at KCD Financial, Inc.
Showing 12 of 38 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel L. Rust has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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