Robert Luis Rivera
Investment Adviser Representative at KCD Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert Luis Rivera is an investment adviser representative with KCD Financial, Inc. in Green Bay, WI, where they have been registered since 2019. They have worked in the securities industry since 2015 and have been registered with 4 firms, including Cetera Advisor Networks LLC and Princor Financial Services Corporation. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Wisconsin.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
24 states and territories
Alabama, Arizona, Colorado, Connecticut, Delaware, Georgia, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, Oklahoma, Oregon, Rhode Island, South Carolina, Tennessee, Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cetera Advisor Networks LLCAug 2018 – Feb 2019El Segundo, CA
- U & I Movers ExpressJun 2017 – Feb 2019Green Bay, WI
- Capital Credit UnionNov 2015 – May 2017Green Bay, WV
- Central Financial StatesJan 2018 – Feb 2019Green Bay, WI
- KCD Financial IncFeb 2019 – no end date reportedGreen Bay, WI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KCD Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $25,000 (waivable)
- Up to $100,0002.50%
- $100,000 to $500,0001.50%
- $500,000 to $1,000,0000.75%
- Above $1,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Brokerage and advisory services for independent financial representatives, including one-on-one support, guidance, and tools to help representatives succeed and grow.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 38
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Green Bay, WI
- Founded:
- 2003
- SEC file number:
- 801-110069
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 11, 2026
View full firm profileOther advisors at KCD Financial, Inc.
Showing 12 of 38 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Luis Rivera has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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