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Daniel Patrick O'Halloran

Investment Adviser Representative at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Lisle, ILCRD #1391521Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
42 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Patrick O'halloran has worked in the securities industry since 1985. They are registered to provide investment advisory services in 42 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 42 states
AlabamaArizonaArkansasCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMissouriNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaPennsylvaniaPuerto RicoSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/6/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/20/1985
Series 24
General Securities Principal Examination
Passed 9/18/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Asset Allocation $100K-$249,9992.25%
Equity/Asset Allocation $250K-$499,9992.00%
Equity/Asset Allocation $500K-$999,9991.75%
Equity/Asset Allocation $1M-$2,499,9991.50%
Equity/Asset Allocation $2.5M-$4,999,9991.25%
Equity/Asset Allocation $5M+1.00%
Fixed Income $100K-$249,9991.25%
Fixed Income $250K-$999,9991.00%
Fixed Income $1M-$4,999,9990.75%
Fixed Income $5M+0.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chicago Capital Management Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSET STRATEGIES, INCCurrent
8/9/2023Lisle, IL
AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.Current
2/4/2019Chicago, IL
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCurrent
12/7/2004Lisle, IL
ASSET STRATEGIES, INC
7/21/202312/31/2024Lisle, IL
AMERICAN TRUST INVESTMENT SERVICES ADVISORY
2/10/20154/1/2019Whiting, IN
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
1/9/200612/31/2014Elmhurst, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Patrick O'Halloran has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Patrick O'Halloran - Financial Advisor in Lisle, IL | AdvisorFinder