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Scot Barringer

Investment Adviser Representative at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Denver, COCRD #1385168Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
6 states
Exams Passed
11

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaCaliforniaColoradoIndianaNorth CarolinaOregon
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/23/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/10/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/2/1987
Series 7
General Securities Representative Examination
Passed 7/20/1985
Series 24
General Securities Principal Examination
Passed 11/4/1995
Series 53
Municipal Securities Principal Examination
Passed 1/9/1989
Series 4
Registered Options Principal Examination
Passed 11/9/1988
Series 27
Financial and Operations Principal Examination
Passed 7/13/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Asset Allocation $100K-$249,9992.25%
Equity/Asset Allocation $250K-$499,9992.00%
Equity/Asset Allocation $500K-$999,9991.75%
Equity/Asset Allocation $1M-$2,499,9991.50%
Equity/Asset Allocation $2.5M-$4,999,9991.25%
Equity/Asset Allocation $5M+1.00%
Fixed Income $100K-$249,9991.25%
Fixed Income $250K-$999,9991.00%
Fixed Income $1M-$4,999,9990.75%
Fixed Income $5M+0.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chicago Capital Management Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCurrent
7/23/2020Denver, CO
WESTPARK CAPITAL, INC.
8/1/20167/16/2020Denver, CO
APPLIED WEALTH MANAGEMENT, INC.
10/17/20113/15/2017Greenwood Village, CO
NEWPORT COAST ASSET MANAGEMENT
5/4/20098/8/2016Denver, CO
BROOKSTREET CAPITAL MANAGEMENT
4/6/20047/12/2007Evergreen, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scot Barringer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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