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Ricki Eugene Hanna

Investment Adviser Representative at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Lisle, ILCRD #5732785Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
6 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ricki Eugene Hanna has worked in the securities industry since 2012. They are registered to provide investment advisory services in California, Florida, Georgia, Illinois, Indiana, and Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaFloridaGeorgiaIllinoisIndianaOhio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/31/2009
Series 7
General Securities Representative Examination
Passed 12/18/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Asset Allocation $100K-$249,9992.25%
Equity/Asset Allocation $250K-$499,9992.00%
Equity/Asset Allocation $500K-$999,9991.75%
Equity/Asset Allocation $1M-$2,499,9991.50%
Equity/Asset Allocation $2.5M-$4,999,9991.25%
Equity/Asset Allocation $5M+1.00%
Fixed Income $100K-$249,9991.25%
Fixed Income $250K-$999,9991.00%
Fixed Income $1M-$4,999,9990.75%
Fixed Income $5M+0.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chicago Capital Management Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSET STRATEGIES, INCCurrent
12/26/2023Lisle, IL
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCurrent
11/16/2023Lisle, IL
ASSET STRATEGIES, INC
1/18/201312/31/2024Lisle, IL
EDWARD JONES
1/12/20103/3/2010St. Louis, MO

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ricki Eugene Hanna has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ricki Eugene Hanna - Financial Advisor in Lisle, IL | AdvisorFinder