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David Edwin Hope

Investment Adviser Representative at NBC SECURITIES, INC.

Birmingham, ALCRD #1426484Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
18 states
Exams Passed
14

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
AlabamaArizonaColoradoFloridaGeorgiaIllinoisKansasKentuckyMassachusettsMinnesotaMississippiNew JerseyNew MexicoNew YorkNorth CarolinaPennsylvaniaTennesseeWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/15/2006
Series 65
Uniform Investment Adviser Law Examination
Passed 1/24/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 11/26/1985
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 5/1/2000
Series 3
National Commodity Futures Examination
Passed 9/14/1987
Series 7
General Securities Representative Examination
Passed 11/16/1985
Series 27
Financial and Operations Principal Examination
Passed 11/2/1989
Series 53
Municipal Securities Principal Examination
Passed 9/12/1986
Series 4
Registered Options Principal Examination
Passed 5/22/1986
Series 24
General Securities Principal Examination
Passed 1/31/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LANARK FINANCIAL, INC.Current
12/6/2010Birmingham, AL
UVEST FINANCIAL SERVICES GROUP, INC.
12/18/200612/7/2010Birmingham, AL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Edwin Hope has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Edwin Hope - Financial Advisor in Birmingham, AL | AdvisorFinder