Fayez Sarofim & Co.
SEC RegisteredThe art of Conviction — Long-term, sustainable growth investing
About the firm
Sarofim is an independent, employee-owned global investment manager dedicated to high-conviction, sustainable growth investing, founded in 1958 and headquartered in Houston, Texas. The firm manages $38.9 billion in assets and has maintained a single investment philosophy — Sustainable Growth — across U.S. and global equity strategies for over 60 years.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers investment strategies including Large Cap Equity, Global Equity, Concentrated Growth, International Equity, Equity Income, Core Fixed Income, and Balanced Portfolio, delivered through various investment vehicles.
Who they serve
57% of clients have been with the firm more than 20 years; no further specific clientele description provided.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2,465 | $1.7B |
| High Net Worth Individuals | 274 | $14.1B |
| Pension/Profit Sharing Plans | 2 | $685M |
| Charitable Organizations | 10 | $345M |
| State/Municipal Entities | 109 | — |
| Sovereign Wealth Funds | 1 | — |
Leadership
Office locations
Advisors at this firm
16 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Large Cap/Concentrated/Equity Income/Balanced Equity - First | 0.75% |
| Large Cap/Concentrated/Equity Income/Balanced Equity - Next | 0.50% |
| Large Cap/Concentrated/Equity Income/Balanced Equity - Next | 0.40% |
| Large Cap/Concentrated/Equity Income/Balanced Equity - Next | 0.35% |
| Large Cap/Concentrated/Equity Income/Balanced Equity - Over | 0.20% |
| Global/International Equity - First | 0.60% |
| Global/International Equity - Next | 0.40% |
| Global/International Equity - Over | 0.30% |
| Fixed Income | 0.20% |
| Cash (currently waived) | 0.20% |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fayez Sarofim & Co. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched